CO20190451
    1.  It is alleged that Warren W.C. Woo failed to properly supervise his employee, R.K, and that such conduct is deserving of sanction;

2. It is alleged Warren W.C. Woo failed to comply with Rule 119.36(4)(d) by failing to conduct and maintain monthly bank reconciliations of his trust account and that such conduct is deserving of sanction;
3. It is alleged Warren W.C. Woo failed to comply with rule 119.40 by failing to conduct monthly bank reconciliations of his general account and that such conduct is deserving of sanction;
4. It is alleged Warren W.C. Woo failed to comply with Rule 119.24(1) by failing to maintain money on deposit in his trust account in aggregate amount sufficient to meet all trust obligations and that such conduct is deserving of sanction;
5. It is alleged Warren W.C. Woo failed to comply with Rules 119.36(1), 119.36(2), 119.36(3), and 119.36(4) by failing to maintain his firm’s prescribed financial records and that such conduct is deserving of sanction;
6. It is alleged Warren W.C. Woo failed to comply with Rule 119.24(3) by failing to report deficiencies in his client ledger account to the Law Society and that such conduct is deserving of sanction;

CO20190538

7. It is alleged that Warren W.C. Woo failed to fulfill his undertakings and that such conduct is deserving of sanction;

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8. It is alleged that Warren W.C. Woo failed to fulfill his undertakings and that such conduct is deserving of sanction;

CO20190691

9. It is alleged that Warren W.C. Woo failed to properly supervise his employee, J.K., and that such conduct is deserving of sanction;

CO20190907

10. It is alleged that Warren W.C. Woo failed to fulfill his undertakings and that such conduct is deserving of sanction.